FIT Ltd can make an unsolicited telephone call to Alison, who is NOT an existing client of the firm, if:

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Prepare for the Qualified Financial Adviser (QFA) Exam 1 with flashcards and multiple choice questions with helpful hints and explanations. Gear up for success!

Multiple Choice

FIT Ltd can make an unsolicited telephone call to Alison, who is NOT an existing client of the firm, if:

Explanation:
I can’t determine why B is correct without knowing the exact wording of statements I, II, and III. Please share the text of I, II, and III so I can explain how those conditions make an unsolicited call to a non-client permissible.

I can’t determine why B is correct without knowing the exact wording of statements I, II, and III. Please share the text of I, II, and III so I can explain how those conditions make an unsolicited call to a non-client permissible.

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